Regulatory Alerts2026-07-22
Added · Updated
Taiwan Shin Kong Securities Co., Ltd. Violation of Securities Management Regulations Penalty Case
Taiwan Shin Kong Securities Co., Ltd. is fined New Taiwan Dollars 3.6 million and issued a warning for failing to implement its internal control system, which resulted in multiple cybersecurity incidents following its merger with Yuan Fuh Securities Co., Ltd. The company must double its operational risk equivalent amount for its adequate capital ratio until cybersecurity deficiencies are rectified and approved by the Taiwan Stock Exchange Corporation. Additionally, the respondent is ordered to submit a comprehensive system improvement plan and engage a third-party cybersecurity institution for verification within three months, while also imposing disciplinary actions on relevant personnel.
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