Regulatory Alerts2015-02-19 | NRP-10Added · Updated
Technical Standards for the Authorization and Registration of Issuers and Public Offering Securities Issuances
The Technical Supervisory Authority of the Financial System establishes the requirements and procedures for the registration of issuers and public offering securities issuances in the Public Stock Exchange Registry. Entities seeking registration must submit applications through authorized brokerage houses, providing specific documentation including audited financial statements, shareholder and administrator lists, and legal constitutions. The regulations define distinct information requirements for standard issuers, securitization funds, and authorized financial entities, mandating independent opinions for Green, Social, or Sustainable Bonds and projected financials for banks and cooperative societies.
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