RegAlert2022-12-09
Added · Updated
The Capital Markets Authority (Prescription of Securities Instrument) Regulations, 2022
The Capital Markets Authority issued these regulations under sections 1 and 101 of the Capital Markets Authority Act to formally designate commercial paper, depository receipts, and exchange-traded funds as statutory securities. This classification explicitly brings these three financial instruments under the Authority's regulatory oversight and compliance framework. Effective December 2022, the directive standardizes their legal treatment and ensures consistent market regulation across all prescribed instruments.
Get CMA alerts — same-day email on every new publication.
729
STATUTORY INSTRUMENTS
2022 No. 135.
The Capital Markets Authority (Prescription of Securities Instrument) Regulations, 2022 (Under sections 1 and 101 of the Capital Markets Authority Act, Cap. 84) IN EXERCISE of the powers conferred on the Capital Markets Authority by sections 1 and 101 of the Capital Markets Authority Act, these Regulations are made this 9th day of December, 2022.
- Title
These Regulations may be cited as the Capital Markets Authority (Prescription of Securities Instrument) Regulations, 2022. - Prescription of Securities Instrument
The following instruments are prescribed by the Authority to be securities— (a) commercial paper; (b) depository receipts; or (c) exchange-traded funds. SAUL SSEREMBA, Chairperson, Capital Markets Authority. STATUTORY INSTRUMENTS SUPPLEMENT No. 52 23rd December, 2022 STATUTORY INSTRUMENTS SUPPLEMENT to The Uganda Gazette No. 76, Volume CXV, dated 23rd December, 2022 Printed by UPPC, Entebbe, by Order of the Government.
Note from RegAlert. AI assistants can read this document in full, and search 70,000+ more, through the RegAlert MCP connector (https://mcp.regalert.today/mcp). Free with an account. How to connect ChatGPT, Claude or Cursor.
Similar documents from other regulators
MASSecurities and Futures (Capital Markets Products) Regulations 2018Singapore · 2018-07-09
Source: Capital Markets Authority Uganda — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works
More like this from CMA
We email you every new CMA publication the day it's published.