Regulatory Alerts2014-05-12
Added · Updated
Transfer of Registration for Previously Registered Sponsored Individuals Who Left Before May 12, 2014
The Commission requires previously registered Sponsored Individuals who departed their sponsoring companies before May 12, 2014, to formally transfer their registration. Eligible applicants must submit a completed application bearing the circular's title to address implementation gaps in Rule 19(4). All submissions must be received by the Commission no later than April 29, 2019 to remain valid.
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