Regulatory AlertsAustralian Securities and Investments Commission
239 documents, newest first — showing 201–239.
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- 2011-08-12RG 227 Over-the-counter contracts for difference: Improving disclosure for retail investors
- 2011-05-11RG 76 Related party transactions
- 2011-04-29RG 196 Short selling
- 2011-04-15RG 222 Substantial holding disclosure: Securities lending and prime broking
- 2011-04-01RG 170 Prospective financial information
- 2010-11-25RG 218 Licensing: Administrative action against persons engaging in credit activities
- 2010-07-09RG 212 Client money relating to dealing in OTC derivatives
- 2010-06-29RG 195 Group purchasing bodies for insurance and risk products
- 2009-06-18RG 198 Unlisted disclosing entities: Continuous disclosure obligations
- 2009-06-12RG 30 Paperless issues and transfers under a global debenture
- 2008-08-08RG 192 Licensing: Wholesale equity schemes
- 2008-07-01RG 16 External administrators and controllers: Reporting of possible offences and misconduct
- 2008-06-27RG 193 Notification of directors’ interests in securities: Listed companies
- 2008-06-19RG 182 Dollar disclosure
- 2008-03-18RG 161 Share and interest sale facilities
- 2007-12-13RG 101 Managed investment scheme buy-backs
- 2007-06-26RG 86 Tracing beneficial ownership
- 2007-06-08RG 184 Superannuation: Delivery of product disclosure for investment strategies
- 2007-05-22RG 80 Managed investment schemes: Interests not for money
- 2007-02-23RG 188 Disclosure in reconstructions
- 2007-02-12RG 187 Auditor rotation
- 2005-11-15RG 185 Non-cash payment facilities
- 2005-07-01RG 85 Reporting requirements for non-reporting entities
- 2005-05-01RG 82 External administration: Deeds of company arrangement involving a creditors’ trust
- 2004-12-20RG 87 Charitable schemes and school enrolment deposits
- 2003-06-05RG 174 Relief for externally administered companies and registered schemes being wound up
- 2002-08-22RG 25 Takeovers: False and misleading statements
- 2002-03-01RG 8 Administrative hearings: Principles and conduct
- 2000-08-01RG 62 Better disclosure for investors
- 2000-03-02RG 141 Offers of securities on the internet
- 2000-03-02RG 144 Mortgage investment schemes
- 1999-07-07RG 44 Annual general meeting: Extension of time
- 1999-06-02RG 70 Prospectuses for cash box and investment companies
- 1998-07-08RG 128 Collective action by investors
- 1996-02-26RG 103 Confidentiality and release of information
- 1995-10-02RG 102 Tender offers by vendor shareholders
- 1995-08-21RG 59 Announcing and withdrawing takeover bids (s653 and s746)
- 1994-06-13RG 17 Fees for subpoenas
- 1992-04-13RG 7 Calculating time periods