RegAlertGuidance · ASIC · 1 Apr 2011 · RG-170
RG 170 Prospective financial information
The Australian Securities and Investments Commission issued this guide to provide issuers of financial products with guidance on using prospective financial information in disclosure documents. The document outlines ASIC's approach to the inclusion of financial forecasts and projections within Product Disclosure Statements. It also applies to conduct under section 1041H of the Corporations Act 2001.
Issued 1 April 2011
This guide is for issuers of financial products. It gives guidance on ASIC’s approach to the use of prospective financial information (including financial forecasts and projections) in a disclosure document or Product Disclosure Statement (PDS). It also applies to conduct under s1041H of the Corporations Act 2001 .
Download RG 170 (PDF 202 KB)
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- Common references
- Corporations Act 20012001 · AU-LAW · cited by 41 ASIC documents
“It also applies to conduct under s1041H of the Corporations Act 2001 .”
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