Financial Services Agency Japan

30 documents, newest first.

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2026-07-01Guidelines for Supervision of High Speed Traders
2026-03-31Guidelines for Anti-Money Laundering and Combating the Financing of Terrorism
2026-03-31Frequently Asked Questions Regarding Guidelines for Anti-Money Laundering and Combating the Financing of Terrorism
2025-10-08Comprehensive Guidelines for Investment Management-Related Service Entrusted Business Operators
2025-10-08Guidelines on Cybersecurity for the Financial Sector
2025-10-01Guidelines for Supervision of High Speed Traders
2025-03-31Discussion Paper on Issues and Practices for Dialogue on Validation of Effectiveness of AML/CFT Frameworks
2024-07-26Lifecycle Management of Products, Services and Activities
2024-05-07Comprehensive Guidelines for Supervision of Financial Market Infrastructures
2023-11-21Guidelines for Creating, Recordkeeping and Reporting of Transaction Information under the Cabinet Office Order on OTC Derivatives
2023-09-21JFSA's Supervisory Approaches to Lending Business
2023-06-30Comprehensive Guidelines for Supervision of Financial Service Intermediaries
2023-04-27Discussion Paper on Ensuring Operational Resilience
2023-03-24Principles for Effective Management of Audit Firms (The Audit Firm Governance Code)
2022-12-14Guideline for Supervision of Issuers of Prepaid Payment Instruments
2022-12-14Guideline for Supervision of Funds Transfer Service Providers
2022-12-14Guideline for Supervision of Crypto-Asset Exchange Service Providers
2021-11-08Principles for Model Risk Management
2021-07-01JFSA’s Approaches to Compliance Risk Management
2021-06-30JFSA’s Approaches to Prudential Supervision
2021-01-18Names of Laws and Regulations
2020-09-24Q&A Concerning the Emergency Registration Exemption for Foreign Financial Institutions/Asset Managers
2018-03-13Replacing checklists with engagement
2018-02-06Points to Note Regarding Article 27-36 of the Financial Instruments and Exchange Act (Fair Disclosure Rule Guidelines)
2018-01-26Points to Note Regarding Disclosure of Corporate Affairs: Guideline for the Disclosure of Corporate Affairs
2014-09-11Key matters in examining Liquidity Risk Management at Large Complex Financial Groups
2012-09-24Points to be Considered regarding Disclosure by way of Foreign Company Registration Statements, etc.
2012-06-28Inspection Rating System for Insurance Companies
2012-06-05Inspection Manual for Insurance Companies
2008-07-17Financial Inspection Rating System for Deposit-Taking Institutions