Securities and Exchange Board of India

823 documents, newest first — showing 801–823.

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• 2004-10-28Comprehensive guidelines for Investor Protection Fund/Customer Protection Fund at Stock Exchanges
• 2004-09-30Clarification on Restructuring of the Subsidiary Management
• 2004-08-26Uniform Documentary Requirements for trading
• 2004-08-24Proof of Identity and Proof of Address for opening a Beneficiary Owner Account for non-body corporates
• 2004-08-16Exemption of Depository Participants (DPs) from giving hard copies of transaction statements to Beneficiary Owners (BOs)
• 2004-07-14Printing of Grievances Redressal Mechanism on Delivery Instruction Form Book
• 2004-04-21Settlement of Transactions on Holidays – Stock Exchanges and Depositories
• 2003-12-11Revision of Monthly Reporting Format for Two-Way Fungibility of ADRs/GDRs
• 2003-10-29Trading by FIIs and NRIs in Exchange Traded Derivative Contracts
• 2003-09-30Risk Disclosure Document
• 2003-08-27Mode of Payment and Delivery
• 2003-06-25Inspection of stock brokers by stock exchanges
• 2003-06-02Eligibility of a sub-broker to trade through the Subsidiary Company
• 2003-02-11Restructuring of the Subsidiary Management
• 2002-10-30Time bound arbitration proceedings
• 2002-08-28Time bound arbitration proceedings
• 2002-03-27Circular 6 dated March 27, 2002
• 2001-09-17Definition of Associates in Relation to a Stock Broker
• 2001-08-09Eligibility for trading member
• 2001-02-07Composition of the deposit with subsidiary
• 2001-02-01SMDRP/Policy/Cir-05/2001
• 2000-08-04Circular No.SMDRP/Policy/Cir-36/2000
• 2000-01-10Meeting of All Stock Exchanges