Regulatory AlertsLouisiana Office of Financial Institutions
276 documents, newest first — showing 201–276.
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- 2012-06-01Louisiana Office of Financial Institutions Monthly Bulletin June 2012
- 2012-05-01Monthly Bulletin — May 2012
- 2012-04-01Monthly Bulletin — April 2012
- 2012-03-01State of Louisiana Office of Financial Institutions Monthly Bulletin March 2012
- 2012-02-01Monthly Bulletin — February 2012
- 2012-01-05Political Contributions by State-Chartered Financial Institutions
- 2011-12-01Monthly Bulletin — December 2011
- 2011-11-01Monthly Bulletin — November 2011
- 2011-10-01Monthly Bulletin — October 2011
- 2011-09-01Monthly Bulletin September 2011
- 2011-08-01Broker-Dealer and Investment Adviser Recordkeeping Requirements
- 2011-08-01Supervision of Salesmen and Investment Adviser Representatives
- 2011-08-01Monthly Bulletin — August 2011
- 2011-07-01Monthly Bulletin — July 2011
- 2011-06-01Monthly Bulletin June 2011
- 2011-05-01Monthly Bulletin — May 2011
- 2011-04-01Monthly Bulletin — April 2011
- 2011-03-10Statement of Policy on Exclusions for Canadian Broker-Dealers and Agents
- 2011-03-01State of Louisiana Office of Financial Institutions Monthly Bulletin March 2011
- 2011-02-01Monthly Bulletin — February 2011
- 2011-01-28Policy No. S-01-2006 Designating Filing Depositories
- 2010-12-01Monthly Bulletin December 2010 - Louisiana Office of Financial Institutions
- 2010-11-01Monthly Bulletin — November 2010
- 2010-10-28Non-Depository Records Retention Rule
- 2010-10-01Monthly Bulletin — October 2010
- 2010-09-01Monthly Bulletin September 2010 Louisiana Office of Financial Institutions
- 2010-08-01Monthly Bulletin — August 2010
- 2010-07-01State of Louisiana Office of Financial Institutions Monthly Bulletin July 2010
- 2010-06-01State of Louisiana Office of Financial Institutions Monthly Bulletin June 2010
- 2010-04-28RML 01-03 Policy Defining Employee for Residential Mortgage Lenders
- 2010-03-30RML Expired License Reinstatement Procedure Rule
- 2010-02-01Monthly Bulletin — February 2010
- 2010-01-14ND 01-10 Challenge NMLS&R Records Policy
- 2009-12-03Definition of Immediate Family for Purposes of the Louisiana Credit Union Law
- 2009-06-16OFI Bulletin 02b-2006 Emergency Preparedness for Credit Unions
- 2009-06-16Correction of Apparent Legal Lending Limit Violations
- 2009-02-03CKC 01-09 Records Retention Schedule Policy
- 2009-01-15Examination Planning Guidelines for Licensed Lenders
- 2008-12-29Examination Planning Guidelines for Check Cashers
- 2008-10-20Third-Party Solicitor Exemption (LAC 10:XIII.1301 and 1311)
- 2008-10-20Compensatory Benefit Plan Exemption (LAC 10:XIII.801)
- 2008-08-29OFI Advisory Opinion No. 6 – Rule of 78’s Rebates
- 2008-08-29OFI Advisory Opinion No. 7 – Credit Insurance Rebates
- 2008-08-22Records Retention Rule for Non-Depository Institutions
- 2008-07-01State of Louisiana Office of Financial Institutions Monthly Bulletin July 2008
- 2008-05-28Louisiana Trust Company – Final Rule
- 2008-04-29LL-01-07 Applications for Licensed Lenders with Multiple Locations
- 2008-03-01Monthly Bulletin — March 2008
- 2007-11-01Monthly Bulletin — November 2007
- 2007-10-01State of Louisiana Office of Financial Institutions Monthly Bulletin October 2007
- 2006-09-26Clarification of Expectations Regarding the Review of Executive Expenses
- 2006-08-02Private Offerings Exemptions
- 2006-07-05OFI Bulletin 02a-2006 Emergency Preparedness for Banks
- 2006-02-09OFI Bulletin 01-2006 Supervisory Guidance for Hurricane-Affected Financial Institutions
- 2005-10-18OFI Advisory Opinion No. 4 – FEMA Checks and Check Cashers
- 2005-07-15OFI Bulletin BL-02-2005 Clarification of Expectations Regarding Executive Expense Reviews
- 2005-04-11Addition of Directors and Executive Officers of Troubled State-chartered Institutions and Holding Companies
- 2005-04-11LSA-R.S. 6:507 Closure of a Branch Office (Banks/Savings Bank)
- 2005-04-11Relation and Liability of Directors and Officers to Bank and Bank Holding Company Stockholders
- 2005-04-11Relation and Liability of Directors and Officers
- 2005-04-11Closure of a Branch Office (Savings & Loan)
- 2005-04-11Conduct of Directors and Officers
- 2005-02-15OFI Bulletin 01-2005 Audit and Auditor Requirements and New Examination Procedures
- 2004-03-23Guidelines for the Sale and Financing of Club Memberships
- 2004-03-23Records Retention Schedule
- 2003-12-30Debt Cancellation Contracts and Debt Suspension Agreements
- 2003-12-12Allowable Expense Reimbursement for Credit Union Officials
- 2003-08-19Subchapter S Corporations Distributions (Dividends)
- 2003-06-10Louisiana Office of Financial Institutions Directors' Examination Report Cover Sheet
- 2003-02-14Risks of Overdraft Protection Programs
- 2003-02-14OCC Interpretive Letter #914 on Third-Party Overdraft Programs
- 2003-01-13OFI Credit Report Requirement for New Directors and Executive Officers
- 2003-01-13OFI Bulletin 01-2003 Asset/Liability Models
- 2002-11-27FRB Proposal to Revise Staff Commentary to Regulation Z
- 2002-06-27RML 01-01 Records Retention Policy for Residential Mortgage Lenders
- 2001-03-06Release of Cash Deposits, Securities, and Trust Accounts Pledged to the Commissioner