Securities and Exchange Commission

4,841 documents, newest first — showing 4,801–4,841.

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• 1992-05-28SEC Division of Investment Management staff letter: Charles Schwab & Co.
• 1992-05-01SEC Division of Trading and Markets no-action letter: London International Financial Futures Exchange and London Traded Options Market
• 1992-04-10SEC Division of Investment Management staff letter: Wall Street Preferred Money Managers, Inc.
• 1992-03-02SEC Division of Investment Management staff letter: University of Alaska Advance College Tuition Payment
• 1992-01-28SEC Division of Investment Management staff letter: Bear, Stearns & Co. Inc.
• 1991-08-23SEC Division of Investment Management staff letter: Mutual Benefit Fund, et al.
• 1991-08-08SEC Division of Investment Management staff letter: Greenwich Capital Acceptance Inc.
• 1991-06-17Limited Partnership Reorganizations and Public Offerings of Limited Partnership Interests (Interpretive Release 33-6900)
• 1991-06-17SEC Division of Investment Management staff letter: NAB Asset Corp.
• 1990-12-19SEC Division of Investment Management staff letter: Citytrust
• 1990-09-27SEC Division of Investment Management staff letter: Delta Government Options Corp
• 1990-09-04SEC Division of Trading and Markets no-action letter: London Traded Options Market
• 1989-11-08SEC Staff Letter on Post-Effective Amendments for Variable Life and Annuity Contracts
• 1989-10-16SEC Division of Investment Management staff letter: American Funds Distributors
• 1989-07-21SEC Division of Investment Management staff letter: Delta Government Options Corp.
• 1989-05-18Management's Discussion and Analysis of Financial Condition and Results of Operations; Certain Investment Company Disclosures (Interpretive Rule Release 33-6835)
• 1989-05-01SEC Division of Investment Management staff letter: United States Property Investment N.V.
• 1989-01-24SEC Staff Letter Providing General Guidance to Insurance Companies Filing Post-Effective Amendments for Variable Life and Variable Annuity Contracts
• 1987-05-05SEC Division of Investment Management staff letter: M.D.C. Holdings
• 1986-11-18SEC Division of Investment Management staff letter: The State Street Mortgage Co.
• 1986-10-28SEC Division of Investment Management staff letter: Clover Capital Management, Inc.
• 1986-04-28Interpretive Release Concerning the Scope of Section 28(e) of the Securities Exchange Act of 1934 and Related Matters
• 1985-06-17SEC Division of Investment Management staff letter: Salomon Brothers, Inc.
• 1984-09-07SEC Division of Investment Management staff letter: Adams Express Company
• 1984-08-31SEC Division of Investment Management staff letter: Baton Rouge Building and Construction Industry Foundation
• 1984-04-19SEC Division of Investment Management staff letter: Realex Capital Corporation
• 1984-04-19SEC Division of Investment Management staff letter: Nottingham Realty Securities
• 1983-11-18SEC Division of Trading and Markets no-action letter: NYSE (New York Stock Exchange)
• 1982-11-26SEC Division of Investment Management staff letter: The Adams Company
• 1982-10-27SEC Division of Investment Management staff letter: United States & Foreign Securities Corporation
• 1982-10-27SEC Division of Investment Management staff letter: Twentieth Century Investors, Inc.
• 1981-04-09SEC Division of Investment Management staff letter: American Home Finance Corp.
• 1981-03-19SEC Division of Investment Management staff letter: Richard Ellis, Inc.
• 1980-11-11Procedures Utilized by the Division of Corporation Finance for Rendering Informal Advice
• 1979-09-20SEC Division of Investment Management staff letter: Adams Express Company
• 1978-02-07SEC Division of Investment Management staff letter: Merrill Lynch Capital Fund, Inc.
• 1974-07-29SEC Division of Investment Management staff letter: Standard Shares, Inc.
• 1973-03-14SEC Division of Investment Management staff letter: Continental of Illinois (Delaware), Ltd.
• 1972-05-22SEC Division of Corporate Regulation staff letter: Loaning of Portfolio Securities by Registered Investment Companies
• 1965-07-13Employee Stock Purchase Plans (Interpretive Release 33-4790)
• 1962-11-06Non Public Offering Exemption (Final Rule Release 33-4552)