Regulatory AlertsEnforcement regulation in South Africa
Enforcement actions, penalties, license withdrawals and supervisory sanctions against named parties. 29 publications, summarized in English and updated same-day.
2025-01-16
Credicover Notice of Administrative Sanction
South Africa
FSCA
2024-11-21
Tana Africa Capital Managers (Pty) Ltd FSP 44568 Notice of Sanction
South Africa
FSCA
2024-10-07
Mika Finansiele Dienste (Pty) Ltd FSP 2046 Notice of Sanction
South Africa
FSCA
2024-10-07
Sunlight Financial Services (Pty) Ltd - Notice of Administrative Sanction
South Africa
FSCA
2024-03-20
Du Toit Advisors CC Sanction Notice
South Africa
FSCA
2024-03-20
Ashburton Fund Managers (Pty) Ltd Notice of Sanction
South Africa
FSCA
2024-03-20
FSCA Administrative Sanctions Notice to Theuns Vosloo Financial Advisory Services CC
South Africa
FSCA
2023-09-28
Jannie Parsons Future Financial (Pty) Ltd Notice of Sanction
South Africa
FSCA
2023-09-28
Jannie Parsons Future Financials Appeal Board Judgement
South Africa
FSCA
2022-07-04
Ravensberg (Pty) Ltd Consent Order on Financial Penalty Variation
South Africa
FSCA
2022-07-04
KFS Finserv (Pty) Ltd Notice of Administrative Sanction
South Africa
FSCA
2021-07-16
FSCA Administrative Sanction Notice to World Wide Advisory Services (Pty) Ltd
South Africa
FSCA
2021-07-16
WDB Growth Fund Notice of Administrative Sanction
South Africa
FSCA
2021-07-08
Momentum Collective Investment (RF) (Pty) Ltd Sanction Notice Letter
South Africa
FSCA
2021-07-08
FSCA Administrative Sanction Notice to Momentum Wealth (Pty) Ltd
South Africa
FSCA
2021-04-13
JAB Financial Services Notice of Administrative Sanction
South Africa
FSCA
2021-04-13
AFS Capital Notice of Administrative Sanction
South Africa
FSCA
2021-04-13
FSCA Administrative Sanction Notice to Maxi Forces Financial Services
South Africa
FSCA
2020-11-25
Fortunate Brokers Administrative Sanction Notice
South Africa
FSCA
2020-11-25
FSCA Administrative Sanction Notice to Standerton Versekeringsmakelaars BK (Jes Venter Finansiele Dienste)
South Africa
FSCA
2020-11-25
FSCA Administrative Sanction Notice to BOT and Investments CC
South Africa
FSCA
2020-10-09
FSCA Administrative Sanction Notice to Debbie Barnard Finansiele Dienste
South Africa
FSCA
2020-10-09
Brian Michael Papas Administrative Sanction Notice
South Africa
FSCA
2020-10-09
Central Motors Lichtenburg trading as Mia Motors Notice of Administrative Sanction
South Africa
FSCA
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