Regulatory AlertsEnforcement regulation in Zambia
Enforcement actions, penalties, license withdrawals and supervisory sanctions against named parties. 20 publications, summarized in English and updated same-day.
2025-05-19
Capital Markets Tribunal – Ex-Tempore Order – Stanchart Zambia – Stanchart Nominees and SEC
Zambia
SEC
2025-05-19
Capital Markets Tribunal Ruling – Madison Asset Management Company Limited and Madison Financial Services PLC v Securities and Exchange Commission
Zambia
SEC
2025-05-19
Capital Markets Tribunal – RULING – MAMCO-MFS Vs SEC -Abraham Alutuli and Phillip Chitalu
Zambia
SEC
2025-05-19
Capital Markets Tribunal – Xylem Trading Pty Ltd Vs SEC – 2021-CMT-A-001
Zambia
SEC
2025-05-19
Capital Markets Tribunal – Ruling – SEC Vs Zambia Breweries and National Breweries
Zambia
SEC
2025-05-19
Ruling on Application to set aside action – MAMCo v SE
Zambia
SEC
2025-02-16
Bank of Zambia Takes Possession of Ecsponent Financial Services Limited (MyBucks)
Zambia
BOZ
2024-09-24
CB Circular No. 17 of 2024 – Notice on Statement of Affairs and Licence Cancellation for Betternow Finance Company Limited
Zambia
BOZ
2024-04-05
Bank of Zambia Circular 09/2024: Suspension of Investrust Bank from ZIPSS
Zambia
BOZ
2024-04-02
Bank of Zambia Takes Possession of Investrust Bank PLC
Zambia
BOZ
2023-07-21
CB Circular No. 20/2023: Notice of Taking Possession of Betternow Finance Company Limited
Zambia
BOZ
2023-07-21
CB Circular No. 19/2023: Notice of Taking Possession of Development Bank of Zambia
Zambia
BOZ
2021-12-31
Securities and Exchange Commission Zambia 2021 Annual Report
Zambia
SEC
2020-12-31
Securities and Exchange Commission Zambia 2020 Annual Report
Zambia
SEC
2019-12-31
Securities and Exchange Commission Zambia Annual Report 2019
Zambia
SEC
2018-12-31
2018 SEC Annual Report
Zambia
SEC
2017-12-31
Securities and Exchange Commission 2017 Annual Report
Zambia
SEC
2016-12-31
Securities and Exchange Commission Annual Report 2016
Zambia
SEC
2003-04-29
Bank of Zambia Measures on Unpaid Cheques
Zambia
BOZ
1995-03-31
Bank of Zambia Circular 5/1995: Foreign Exchange Open Position Limits
Zambia
BOZ