RegAlertGovernance regulation in Dominican Republic
Corporate-governance, board and senior-management accountability requirements for financial institutions. 14 publications, summarized in English and updated same-day.
2026-08-25
R-CNMV-2026-09-MV — Approval of the Investor Protection Regulation
Dominican Republic
SIMV
2026-07-27
R-SIMV-2026-29-SIMV — Update of the Regulatory Framework for the Compliance and Anti-Bribery Management System of the Securities Market Superintendence, pursuant to the ISO 37001:2025 Standard
Dominican Republic
SIMV
2026-07-16
R-CNMV-2026-10-SIMV — Update of the Compliance and Anti-Bribery Policy of the Superintendency of the Securities Market
Dominican Republic
SIMV
2026-06-01
Regulation for Central Securities Depositories and Securities Clearing and Settlement Systems
Dominican Republic
SIMV
2026-05-27
R-CNMV-2026-05-MV — Authorization to Submit for Public Consultation the Draft Modification to Article 18 of the Regulation on Investment Fund Management Companies and Investment Funds
Dominican Republic
SIMV
2025-07-30
Resolution R-CNMV-2025-10-MV: Regulation for the Authorization, Operation, Selection and Supervision of External Auditors
Dominican Republic
SIMV
2025-04-04
R-CNMV-2025-01-MV — Regulation for Public Offering Trust Fiduciaries, Securitization Companies, and Autonomous Assets in Securitization Processes
Dominican Republic
SIMV
2023-03-02
Corporate Governance Regulation, rectified by Resolution R-CNMV-2023-04-MV
Dominican Republic
SIMV
2023-03-01
Third Resolution of the National Securities Market Council Approving the Regulation of Price-Providing Companies
Dominican Republic
SIMV
2021-08-26
Regulation of Investment Management Companies and Investment Funds
Dominican Republic
SIMV
2017-11-22
Law No. 311-14 — Bill on Sworn Asset Declaration
Dominican Republic
SIMV
2017-06-27
General Law of Commercial Companies and Individual Limited Liability Enterprises No. 479-08
Dominican Republic
SIMV
2017-06-27
Law No. 107-13 on the Rights of Persons in Their Relations with the Public Administration and Administrative Procedure
Dominican Republic
SIMV
2017-06-27
Decree No. 664-12 Approving the Implementation Regulation of the Securities Market Law No. 189-11
Dominican Republic
SIMV