Governance regulation in Zambia

Corporate-governance, board and senior-management accountability requirements for financial institutions. 51 publications, summarized in English and updated same-day.

Revised Corporate Governance Directives

Zambia

BOZ

BOZ Vetting Request Form 1

Zambia

BOZ

Banking and Financial Services Corporate Governance (Amendment) Directives, 2016

Zambia

BOZ

Banking and Financial Services (Insider Lending) Rules 2025

Zambia

BOZ

BOZ Vetting Request Form 2

Zambia

BOZ

Banking and Financial Services (Microfinance) Regulations, 2006

Zambia

BOZ

Banking and Financial Services (Green Loans) Guidelines, 2023

Zambia

BOZ

Guidelines on Trustees and Custodians in a Collective Investment Scheme Established Under Trust

Zambia

SEC

2026-06-24

Securities and Exchange Commission 2023 Annual Report

Zambia

SEC

2026-03-30

Securities (Substantial Shareholder Vetting) Guidelines, 2024

Zambia

SEC

2025-05-19

Securities (Capital Market Operators) (General Licensing Procedures and Requirements) Regulations, 2020

Zambia

SEC

2025-05-19

Securities (Collective Investment Schemes Authorisation) Regulations, 2020

Zambia

SEC

2024-11-08

Securities (Internal Control Over Financial Reporting) Guidelines 2024

Zambia

SEC

2024-09-01

Securities (Internal Controls Over Financial Reporting) Guidelines, 2024

Zambia

SEC

2024-03-14

Bank of Zambia Changes to Operational Structure (CB Circular No. 06/2024)

Zambia

BOZ

2024-01-09

Guidelines for Fit and Proper Assessment of Shareholders, Directors and Senior Management

Zambia

BOZ

2024-01-05

Guidelines for the Fit and Proper Assessment of Shareholders, Directors and Senior Management

Zambia

BOZ

2023-12-27

The Securities Act, No. 41 of 2016 (Amended by Act No. 21 of 2022)

Zambia

SEC

2023-07-21

Market Guidance on the Application Process for a Share Transfer Agent’s Licence

Zambia

SEC

2022-07-29

Bank of Zambia Act, 2022

Zambia

BOZ

2021-11-08

Bank of Zambia Circular No. 15/2021 – Amendments to Authorised Signatories

Zambia

BOZ

2019-12-31

Securities and Exchange Commission Zambia Annual Report 2019

Zambia

SEC

2017-12-31

Securities and Exchange Commission 2017 Annual Report

Zambia

SEC

2017-12-29

Deferment of Compliance with Banking and Financial Services Corporate Governance Directives, Directive 20.5

Zambia

BOZ

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