Corporate-governance, board and senior-management accountability requirements for financial institutions. 52 publications, summarized in English and updated same-day.
Securities and Exchange Commission 2023 Annual Report
Zambia
SEC
Securities (Substantial Shareholder Vetting) Guidelines, 2024
Zambia
SEC
Securities (Capital Market Operators) (General Licensing Procedures and Requirements) Regulations, 2020
Zambia
SEC
Securities (Collective Investment Schemes Authorisation) Regulations, 2020
Zambia
SEC
Securities (Internal Control Over Financial Reporting) Guidelines 2024
Zambia
SEC
Securities (Internal Controls Over Financial Reporting) Guidelines, 2024
Zambia
SEC
Bank of Zambia Changes to Operational Structure (CB Circular No. 06/2024)
Zambia
BOZ
Guidelines for Fit and Proper Assessment of Shareholders, Directors and Senior Management
Zambia
BOZ
Guidelines for the Fit and Proper Assessment of Shareholders, Directors and Senior Management
Zambia
BOZ
The Securities Act, No. 41 of 2016 (Amended by Act No. 21 of 2022)
Zambia
SEC
Banking and Financial Services (Green Loans) Guidelines, 2023
Zambia
BOZ
Market Guidance on the Application Process for a Share Transfer Agent’s Licence
Zambia
SEC
Bank of Zambia Act, 2022
Zambia
BOZ
Bank of Zambia Circular No. 15/2021 – Amendments to Authorised Signatories
Zambia
BOZ
Securities and Exchange Commission Zambia Annual Report 2019
Zambia
SEC
Securities and Exchange Commission 2017 Annual Report
Zambia
SEC
Deferment of Compliance with Banking and Financial Services Corporate Governance Directives, Directive 20.5
Zambia
BOZ
Bank of Zambia Circular 07/2017 Date of Full Compliance with Banking and Financial Services Corporate Governance Directives
Zambia
BOZ
Banking and Financial Services Act, 2017
Zambia
BOZ
Deferment of Full Compliance Date for Bank of Zambia Corporate Governance Directives
Zambia
BOZ
Deferment of Full Implementation Date for Bank of Zambia Corporate Governance Directives
Zambia
BOZ
Bank of Zambia Corporate Governance Directives, 2016
Zambia
BOZ
Guidelines on Minimum Fit and Proper Requirements of Competence and Capability for Representatives Licenses
Zambia
SEC
Bank of Zambia Circular 13/2015: Appointment of Deputy Registrar
Zambia
BOZ
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