Regulatory AlertsKYC & Due Diligence regulation in India
Customer due diligence, beneficial-ownership and identity-verification requirements from regulators worldwide. 28 publications, summarized in English and updated same-day.
2026-08-21
RBI imposes monetary penalty on Progfin Private Limited
India
RBI
2026-08-21
RBI imposes monetary penalty on Shri Ram Finance Corporation Private Limited
India
RBI
2026-08-18
Implementation of Section 51A of UAPA, 1967: Updates to UNSC’s 1267/ 1989 ISIL (Da'esh) & Al-Qaida Sanctions List: Amendment of 04 Entries
India
RBI
2026-08-18
Implementation of Section 51A of UAPA, 1967: Updates to UNSC's 1267/1989 ISIL (Da'esh) & Al-Qaida Sanctions List: Amendment of 4 Entries
India
RBI
2026-08-14
RBI imposes monetary penalty on Fusion Finance Limited
India
RBI
2026-08-10
RBI imposes monetary penalty on The Amravati District Central Co-operative Bank Ltd., Maharashtra
India
RBI
2026-08-07
RBI imposes monetary penalty on Infinity Fincorp Solutions Private Limited
India
RBI
2026-08-06
RBI imposes monetary penalty on Kedarnath Urban Co-operative Bank Ltd., Latur, Maharashtra
India
RBI
2026-07-31
Implementation of Section 51A of UAPA, 1967: Updates to UNSC’s 1988 (2011) Taliban Sanctions List: Amendment of 05 Entries
India
RBI
2026-07-31
Reserve Bank of India (Commercial Banks – Concurrent Audit) Directions, 2026
India
RBI
2026-07-31
Reserve Bank of India (Commercial Banks – Concurrent Audit) Directions, 2026
India
RBI
2026-06-12
RBI imposes monetary penalty on IIFL Samasta Finance Limited
India
RBI
2026-06-12
RBI imposes monetary penalty on True Credits Private Limited
India
RBI
2026-06-08
RBI imposes monetary penalty on The Karnal Central Cooperative Bank Limited, Haryana
India
RBI
2026-06-05
Reserve Bank of India imposes monetary penalty on Canara Bank
India
RBI
2026-01-16
SEBI Circular on SWAGAT-FI Framework for FPIs and FVCIs
India
SEBI
2026-01-16
SEBI SWAGAT-FI Framework for FPIs and FVCIs
India
SEBI
2025-12-10
Relaxation on geo-tagging requirement in India for NRIs while undertaking re-KYC
India
SEBI
2025-09-10
Ease of regulatory compliances for FPIs investing only in Government Securities
India
SEBI
2025-09-05
Streamlining of the process for surrender of (Know Your Client) Registration Agency (KRA) registration
India
SEBI
2025-05-23
Accessibility and Inclusiveness of Digital KYC to Persons with Disabilities
India
SEBI
2025-05-06
SEBI Circular on Publishing Investor Charter for KYC Registration Agencies
India
SEBI
2025-02-28
Amendments and clarifications to Circular dated January 10, 2025 on Revise and Revamp Nomination Facilities in the Indian Securities Market
India
SEBI
2025-01-08
SEBI Guidelines for Research Analysts
India
SEBI
Showing the 24 most recent of 28. Browse the full catalogue