Regulatory AlertsLicensing regulation in Australia
Authorization, registration and licensing frameworks for banks, fintechs and financial-service providers. 52 publications, summarized in English and updated same-day.
2026-04-21
RG 237 Trustee companies: Transfer determinations by ASIC
Australia
ASIC
2026-04-21
RG 1 Applying for and varying an AFS licence
Australia
ASIC
2026-04-21
RG 133 Funds management and custodial services: Holding assets
Australia
ASIC
2026-04-21
RG 262 Crowd-sourced funding: Guide for intermediaries
Australia
ASIC
2026-04-21
RG 236 Do I need an AFS licence to participate in carbon markets
Australia
ASIC
2026-04-21
RG 131 Funds management: Establishing and registering a fund
Australia
ASIC
2026-04-21
RG 51 Applications for relief
Australia
ASIC
2026-04-08
RG 121 Doing financial services business in Australia
Australia
ASIC
2026-04-08
RG 169 Hawking and disclosure: Discretionary powers
Australia
ASIC
2026-04-08
RG 138 Foreign passport funds
Australia
ASIC
2026-04-02
RG 167 AFS licensing: Discretionary powers
Australia
ASIC
2026-03-09
RG 205 Credit licensing: General conduct obligations
Australia
ASIC
2026-03-09
RG 104 AFS licensing: Meeting the general obligations
Australia
ASIC
2026-03-04
RG 178 Foreign Collective Investment Schemes
Australia
ASIC
2026-03-04
RG 166 AFS licensing: Financial requirements
Australia
ASIC
2026-02-20
RG 78 Breach reporting by AFS licensees and credit licensees
Australia
ASIC
2026-01-20
RG 181 AFS licensing: Managing conflicts of interest
Australia
ASIC
2026-01-08
RG 183 Codes of conduct for the financial services and credit sectors
Australia
ASIC
2025-12-17
RG 172 Financial markets: Domestic and overseas operators
Australia
ASIC
2025-12-02
RG 168 Product Disclosure Statements: Disclosure and other obligations
Australia
ASIC
2025-08-08
RG 140 Strata schemes and management rights schemes
Australia
ASIC
2025-06-16
RG 2 AFS Licensing Kit: Part 2 – Preparing your AFS licence or variation application (withdrawn)
Australia
ASIC
2025-06-16
RG 3 AFS Licensing Kit: Part 3 – Preparing your additional proofs (withdrawn)
Australia
ASIC
2025-06-16
RG 176 Foreign financial services providers
Australia
ASIC
Showing the 24 most recent of 52. Browse the full catalogue