Guidance · ASIC · 21 Apr 2026 · RG-236

RG 236 Do I need an AFS licence to participate in carbon markets

The Australian Securities and Investments Commission issued Regulatory Guide 236 to assist participants in the Australian Carbon Credit Units Scheme and other carbon market actors in determining if an Australian Financial Services licence is required. The document clarifies licensing obligations for those engaging in carbon abatement activities, entering related contracts, or providing financial product advice and services within these markets. It also directs readers to additional ASIC publications and explains the application process for relief through the ASIC Regulatory Portal.

AustraliaAustralian Securities and Investments Commission

Issued 30 September 2024

This guide is for:

people involved in carbon abatement activities related to the Australian Carbon Credit Units (ACCU) Scheme

people who enter into carbon abatement contracts related to the ACCU Scheme

responsible emitters for safeguard facilities

other participants in carbon markets, and

people who advise carbon market participants.

You can use this guide to help you consider whether you need an AFS licence to participate in or provide financial product advice and other financial services in relation to carbon markets.

This guide also indicates what other information ASIC has published that may be useful for you, and where you can find it.

Note:
From 27 July 2020, applications for relief should be submitted through the ASIC Regulatory Portal . For more information, see how you apply for relief .

Download RG 236 (PDF 875 KB)

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