Regulatory AlertsLicensing regulation in Zambia
Authorization, registration and licensing frameworks for banks, fintechs and financial-service providers. 15 publications, summarized in English and updated same-day.
2025-05-16
Securities (Collective Investment Schemes) Rules S.I No 161 of 1993
Zambia
SEC
2025-05-16
Securities (Licensing, Fees and Levies) (Amendment) Rules 2013
Zambia
SEC
2023-12-27
The Securities Act, No. 41 of 2016 (Amended by Act No. 21 of 2022)
Zambia
SEC
2023-07-21
Licensing of Share Transfer Agents – Directive No. 1 of 2023
Zambia
SEC
2023-07-21
Market Guidance on the Application Process for a Share Transfer Agent’s Licence
Zambia
SEC
2022-04-29
Securities (Private Funds) Guidelines, 2022
Zambia
SEC
2022-01-01
Bank of Zambia Circular No. 16/2022 on Due Diligence for Payment Service Entities
Zambia
BOZ
2021-01-01
Bank of Zambia Circular No. 12 of 2021: Approved Foreign Exchange Broker
Zambia
BOZ
2020-12-09
Guideline No. 3 of 2020 Regulatory Sandbox Framework for Capital Markets
Zambia
SEC
2018-12-14
Market Guidance Note No. 1 of 2018: Payment of Annual Licence Fees
Zambia
SEC
2018-01-01
National Payment Systems Directives on Electronic Money Issuance 2018
Zambia
BOZ
2016-01-01
Guidelines on Trustees and Custodians in a Collective Investment Scheme Established Under Trust
Zambia
SEC
2015-12-17
Guidelines on Minimum Fit and Proper Requirements of Competence and Capability for Representatives Licenses
Zambia
SEC
2015-01-01
Amendments to the Interbank Foreign Exchange Market Framework Rules
Zambia
BOZ
2014-09-04
Market Guidance Note No. 1 of 2014: Licensing Requirements for Local and Foreign Capital Market Entities
Zambia
SEC