Regulatory AlertsOperational Resilience regulation in France
Operational-resilience, business-continuity and third-party/outsourcing risk requirements for financial institutions. 23 publications, summarized in English and updated same-day.
AMF Guide DOC-2011-25 on the Monitoring of Collective Investment Undertakings
France
AMF
ESMA Guidelines under the Regulation establishing a framework for the recovery and resolution of CCPs
France
AMF
DOC-2018-10 Orientations on rules and procedures applicable in the event of a CSD participant failure
France
AMF
ESMA Guidelines on CCP Recovery Plan Indicators and Scenarios under Article 9 of the CCP RRR Regulation
France
AMF
DOC-2021-05 Guidelines on Outsourcing to Cloud Service Providers
France
AMF
DOC-2018-09 Orientations on CCP and Trading Venue Transaction Flow Access for CSDs
France
AMF
2025-06-27
ACPR Compliance with Joint Committee Guidelines on Supervisory Cooperation and Information Exchange under DORA
France
ACPR
2025-06-27
ACPR Compliance with Joint Guidelines on Estimating Annual Aggregated Costs and Losses from Major ICT-Related Incidents under Regulation (EU) 2022/2554
France
ACPR
2025-06-23
Instruction No. 2025-I-09 on the Notification to the ACPR of the Outsourcing of the Obligation to Report Major ICT-Related Incidents
France
ACPR
2025-06-23
Instruction No. 2025-I-10 on Major ICT Incident Reporting and Voluntary Notification of Significant Cyber Threats to the ACPR
France
ACPR
2025-06-23
Instruction No. 2025-I-12 on the Submission to the ACPR of Registers of Information on Agreements Concerning the Use of ICT Services
France
ACPR
2025-06-23
Instruction No. 2025-I-11 on Information to Notify to the ACPR Regarding Participation in Cyber Threat Intelligence Sharing Arrangements
France
ACPR
2023-12-22
Compliance with EBA Guidelines on Recovery Resolution Planning Recovery Capacity (EBA/GL/2023/06)
France
ACPR
2023-06-02
Implementation of ESMA guidelines on scenarios and indicators for CCP recovery plans under Article 9 of Regulation (EU) No 2021/23
France
ACPR
2023-04-18
Instruction No. 2023-I-04 of April 18, 2023 on information to be notified to the Prudential Control and Resolution Authority regarding problems encountered in the use of a dedicated interface (API)
France
ACPR
2020-07-22
Implementation of EIOPA Guidelines on Outsourcing to Cloud Service Providers (EIOPA-BoS-20-002)
France
ACPR
2020-07-08
Instruction No. 2020-I-09 of July 8, 2020 amending Instruction No. 2019-I-06 regarding prior information to the ACPR in case of outsourcing of important or critical activities or functions
France
ACPR
2020-01-01
DOC-2020-08 Requirements on liquidity stress testing for UCITS and AIFs
France
AMF
2019-03-15
Instruction No. 2019-I-06 of March 15, 2019, regarding prior information to the ACPR in case of outsourcing of important or critical activities or functions and significant changes thereto, as amended by Instruction No. 2024-I-11 of October 21, 2024
France
ACPR
2018-07-12
Implementation of EBA Recommendations on Outsourcing to Cloud Service Providers (EBA/REC/2017/03)
France
ACPR
2018-02-27
Implementation of EBA Guidelines on security measures for operational and security risks related to payment services under Directive (EU) 2015/2366 (PSD2) (EBA/GL/2017/17)
France
ACPR
2017-12-22
Recommendation 2017-R-02 of 22 December 2017 on the wind-down management of crowdfunding intermediaries
France
ACPR
2010-01-01
AMF Reference Framework for Risk Management and Internal Control Systems
France
AMF