Regulatory Alerts2024-11-05 | Information Notice 11/5/24Added · Updated
2025 and First Quarter of 2026 Report Filing Due Dates
FINRA establishes the electronic filing due dates for Annual Reports, FOCUS Reports, Form Custody, and supplemental schedules for member firms for the period spanning 2025 and the first quarter of 2026. The notice specifies deadlines for various filings, including a 30-day extension for Annual Reports for firms meeting specific SEC conditions, and defines eligibility thresholds for Form OBS, Supplemental Inventory Schedule, and Supplemental Liquidity Schedule. All required submissions must be filed electronically via FINRA Gateway by 11:59 p.m. Eastern Time on the listed dates.
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