Regulatory Alerts2024-12-02 | Information Notice 12/2/24Added · Updated
2025 Extensions of Time Filing Schedule
FINRA publishes a 2025 Filing Schedule on its website to assist firms in submitting accurate requests for extensions of time under Regulation T, SEA Rule 15c3-3, and FINRA Rule 4210. The schedule specifies the correct business days and holidays for filing, particularly around periods when exchanges or banks are closed. Firms must use these dates to avoid automatic denials by the REX system and ensure timely approval of extension requests throughout the year.
Topics
Share