Regulatory Alerts2025-05-15 | Special Notice – 5/15/25Added · Updated
2025 Involvement and Election Process Overview
FINRA outlines the 2025 election and appointment processes for its Board of Governors, National Adjudicatory Council, and various advisory and regional committees. The document specifies that interested individuals must submit an indication of interest via FINRA’s Engagement Portal, with Board elections announced in May and Regional Committee nominations solicited in September. It details the composition and term limits for these bodies, including the election of seven industry governors and the appointment of public members, while defining firm sizes based on registered personnel counts.
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