Regulatory Alerts2025-11-07 | Information Notice - 11/7/25Added · Updated
2026 Extensions of Time Filing Schedule
FINRA has published a 2026 Filing Schedule on its website to assist firms in determining correct dates for submitting requests for extensions of time under Regulation T, SEA Rule 15c3-3, and FINRA Rule 4210. The schedule identifies all business days and holidays for 2026, particularly those affecting exchanges and banks, to prevent automated denials in the REX system caused by incorrect date submissions. Firms are required to use these specified dates when filing extension requests throughout the year.
Topics
Share