Regulatory Alerts2012-09-26 | RG-146RG 146 Licensing: Training of financial product advisers
The Australian Securities and Investments Commission issued this guide to establish minimum training standards for Australian financial services licensees and representatives providing advice to retail clients. Following the 2017 professional standards reforms, these standards no longer apply to advisers giving personal advice on relevant financial products to retail clients. The document continues to govern training requirements for those providing general advice, advice on basic banking products, general insurance, consumer credit insurance, or time-sharing schemes.
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