Regulatory Alerts2007-10-15
MiFID Feedback on Conduct of Business Industry Working Group
The Irish Financial Services Regulatory Authority issued this document to provide guidance on the implementation of the Markets in Financial Instruments Directive Regulations. It details feedback from an industry working group regarding client categorisation, suitability assessments, information disclosure, best execution, and inducements. Firms are required to adhere to these conduct of business standards to ensure compliance with investor protection obligations effective from November 2007.
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