Regulatory Alerts2020-06-18
Regulation to amend Regulation 21-101 respecting Marketplace Operation
The securities regulator amends Regulation 21-101 to update operational requirements for marketplaces, information processors, and alternative trading systems. The changes introduce stricter cybersecurity obligations, including mandatory annual vulnerability assessments, capacity stress tests, and enhanced incident reporting protocols. Additionally, the amendment modifies filing timelines, simplifies interim financial report requirements, and updates disclosure forms to reflect current regulatory standards.
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