Regulatory Alerts2025-01-01
The Capital Markets (Licensing Requirements) (General) Regulations, 2025
These regulations establish a comprehensive licensing and operational framework for diverse capital markets intermediaries including securities exchanges, investment banks, and digital platform providers in Kenya. They mandate strict capital adequacy, reporting, and fit-and-proper governance standards to ensure market integrity and investor protection across the industry. The document also details specific fee structures and transitional provisions for existing licensees to comply with these updated regulatory requirements.
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