Regulatory Alerts2019-05-02
Added · Updated
Amendments to Notice 47-201 Relating to Trading Securities Using the Internet and Other Electronic Means
The regulator issued amendments to Notice 47-201, renaming it as Policy Statement 47-201 Respecting Trading Securities Using the Internet and Other Electronic Means. The document updates terminology throughout the text by replacing references to the notice with policy statement. It also introduces a new section mandating electronic transmission of documents to regulators via the Renewed System in accordance with Regulation 13-103 respecting System Replacement.
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