Regulatory Alerts2016-08-19
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Bulletin 2739 - August 19, 2016
The Connecticut Department of Banking solicits written public comments on branch applications from First Bank of Greenwich and Simsbury Bank & Trust Co., with a ten-day deadline for submissions. USN Mortgage Inc. entered a consent order requiring a $2,500 civil penalty for failing to timely file mortgage call reports. The Commissioner issued enforcement actions against Omniview Capital Advisors, LLC and CEO AJ Discala for unregistered broker-dealer activities and fraud, and against John William Rafal and Peter David Hershman for misleading statements regarding referral fees and unregistered agent activities.
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