Regulatory Alerts2017-12-01
Added · Updated
Bulletin 2806 - December 1, 2017
The Connecticut Department of Banking solicits public comments on branch applications filed by Bankwell Bank and First County Bank, requiring written submissions within ten days. The Banking Commissioner executed a Stipulation and Agreement with Advanced Business Banking Solutions LLC, imposing a $500 fine for offering unregistered securities and prohibiting future violations. Additionally, an Order to Cease and Desist, Order to Make Restitution, and Notice of Intent to Fine were issued against CE Capital Limited and three individuals for selling unregistered participation agreements and violating antifraud provisions.
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