Regulatory Alerts2018-08-10
Added · Updated
Bulletin 2842 - August 10, 2018
The Connecticut Department of Banking imposed a $20,000 civil penalty and $400 back licensing fee on CMRE Financial Services, Inc. for operating as an unlicensed consumer collection agency. Additionally, the Department issued default Orders Imposing Fine against Allied Energy, Inc. and SE Ohio Shale & Oriskany Development, each requiring a $10,000 payment for offering unregistered securities and employing an unregistered agent.
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