Regulatory Alerts2018-11-02
Added · Updated
Bulletin 2854 - Week Ending November 2, 2018
First County Bank filed to relocate its full-service branch in Stamford, while United Bank opened a new full-service branch in Greenwich. The Commissioner issued a Notice of Intent to Issue an Order to Cease and Desist and impose a civil penalty against V & R Recovery for operating as an unlicensed consumer collection agency. Additionally, Renaissance Institutional Management LLC entered into a Stipulation and Agreement to pay a $3,500 fine and extend a $100 million rescission offer for acting as an unregistered broker-dealer.
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