Regulatory Alerts2021-03-26
Added · Updated
Bulletin 2979 - March 26, 2021
Liberty Bank is approved to establish a loan production office at 94 Shaker Road in East Longmeadow, MA. The Commissioner entered a Consent Order with Thomas James Renison, permanently barring him from transacting business in Connecticut as a licensed agent or adviser and staying a $100,000 fine for three years pending financial review. An enforcement action was issued against Travis Smith, alleging violations of the Connecticut Uniform Securities Act including selling unregistered securities, fraud, and misappropriation of investor funds.
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