Regulatory Alerts2023-11-03
Added · Updated
Bulletin 3115 - November 3, 2023
Argentum Peak, LLC filed an application to establish a trust office in Stamford, Connecticut, while America’s First Network Credit Union and Northeastern Connecticut Healthcare Credit Union applied for a merger with a target date of February 1, 2024. The Banking Commissioner entered an order permanently barring Safeguard Metals LLC and Jeffrey Ikahn from transacting business in Connecticut as agents, broker-dealers, or investment advisers due to fraud findings in a federal lawsuit. Written comments regarding these applications must be submitted to the Banking Commissioner within ten business days of the bulletin date.
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