Regulatory Alerts2021-06-11
New Rules and Amendments to the Rules and Regulations of the Commission
This document introduces new regulatory frameworks for fund management products, nominee companies, and investment-based crowdfunding, including eligibility, operational, and disclosure obligations for market participants. It establishes specific fee structures for supervision, administrative reviews, and crowdfunding transactions to ensure investor protection and market integrity. Additionally, the Commission enacts various amendments to existing rules regarding trust deeds, unlisted security investments, underwriting commitments, and valuation reporting requirements.
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