Regulatory Alerts2024-09-03 | Election Notice – 9/3/24Added · Updated
Call for Candidates for Upcoming FINRA Small Firm Advisory Committee Election
FINRA invites nominations for Small Firm Advisory Committee seats in the North and West Regions. Candidates must be senior members of small firms with main offices in the specified regions and must submit a completed form including a biography and personal statement to CorporateSecretary@finra.org. The submitted candidate profile will be published publicly on FINRA's website.
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