Regulatory Alerts2026-01-16
Added · Updated
Circular 01-26 — Express Window Instruction for Authorization and Registration of Public Offerings in the Securities Market Registry
The Securities Market Superintendence establishes the operational procedures for the "Ventanilla Exprés" digital platform, requiring financial intermediation entities and other regulated legal persons to submit authorization and registration requests for public offerings through this unified system. The process mandates simultaneous submission to the Securities Market Superintendence, the Banking Superintendence, and the Pensions Superintendence, with a three-business-day initial review period to verify document completeness and a fifteen-business-day deadline for applicants to rectify deficiencies, extendable by thirty days. Failure to comply with correction requirements results in automatic dismissal of the application, requiring a new submission and payment of regulatory fees.
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