RegAlertRule · SSC · 31 Dec 2020 · 119/2020/TT-BTC
Circular 119/2020/TT-BTC on Registration, Custody, Clearing, and Settlement of Securities Transactions
The Ministry of Finance issued Circular 119/2020/TT-BTC to regulate the registration, custody, clearing, and settlement of securities transactions, effective from February 15, 2021. This regulation supersedes and renders Circular 05/2015/TT-BTC void upon its effective date. The document establishes the current legal framework for securities transaction operations under the State Securities Commission.
On December 31, 2020, the Ministry of Finance issued Circular No. 119/2020/TT-BTC regulating the activities of registration, custody, clearing, and settlement of securities transactions. This Circular takes effect from February 15, 2021.
Circular No. 05/2015/TT-BTC dated January 15, 2015, by the Minister of the Ministry of Finance, guiding the activities of registration, custody, clearing, and settlement of securities transactions, ceases to be effective from the date Circular 119/2020/TT-BTC takes effect.
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Lineage: Superseded
A newer document in RegAlert replaces this one.
The links and the sentences they come from (6)
- Superseded by
“Repeal Circular No. 119/2020/TT-BTC regulating securities registration, depository, clearing, and transaction settlement activities;”
- Supersedes
- Circular No. 05/2015/TT-BTC dated January 15, 2015Not in RegAlert · Ministry of Finance
“Circular No. 05/2015/TT-BTC dated January 15, 2015, by the Minister of the Ministry of Finance, guiding the activities of registration, custody, clearing, and settlement of securities transactions, ceases to be effective from the date Circ…”
- Amended by
- Circular 08/2026/TT-BTC Amending Provisions on Securities Market Information Disclosure and Trading2026 · SSC
“as prescribed in Clauses 6, 7, and 8 of Article 40k of Circular No. 119/2020/TT-BTC”
- Circular 18/2025/TT-BTC amending provisions of Circulars 119/2020/TT-BTC and 96/2020/TT-BTC2025 · SSC
“Amending and supplementing certain articles of Circular No. 119/2020/TT-BTC dated December 31, 2020”
“Amending and supplementing certain articles of Circular No. 119/2020/TT-BTC dated December 31, 2020 of the Minister of Finance regulating registration, depository, clearing and settlement of securities transactions”
“Amending and supplementing certain articles of Circular No. 119/2020/TT-BTC dated December 31, 2020, of the Minister of Finance regulating registration, depository, clearing, and settlement of securities transactions”
Mentions (2): 2 documents mention this one without changing it
- Referred to by
“Circular No. 119/2020/TT-BTC”
“according to the provisions at point q1, Clause 2, Article 6 of Circular No. 119/2020/TT-BTC dated December 31, 2020 of the Minister of Finance regulating registration, depository, clearing, and settlement of securities transactions”
Timeline
Amended 5 times · last 2026-09-30
- 2026-09-30
SSCCircular 145/2026/TT-BTC on Registration, Custody, Clearing and Settlement of Securities Transactionssupersedes
- 2026-02-03
- 2025-04-26
- 2025-04-04
- 2024-09-18
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