Regulatory Alerts2025-04-04 | 14/2025/TT-BTCAdded · Updated
Circular 14/2025/TT-BTC amending Circular 119/2020/TT-BTC and Circular 58/2021/TT-BTC
The Ministry of Finance amends Article 6 and Article 17 of Circular 119/2020/TT-BTC to require securities market participants to declare information on legal representatives and substantial owners, and to specify identification requirements for individual and organizational clients. The circular replaces Forms 01 and 02 in Circular 58/2021/TT-BTC with new templates for clearing and settlement entrustment contracts and derivative securities trading account opening contracts. These new forms mandate specific contractual clauses regarding margin monitoring, risk management, and dispute resolution. The regulation takes effect on June 1, 2025.
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