Regulatory Alerts2025-12-26 | 135/2025/TT-BTCAdded · Updated
Circular 135/2025/TT-BTC on Securities Practice
Circular 135/2025/TT-BTC establishes regulations for securities practice, including professional certificates, electronic practice certificates, and mandatory annual knowledge training for securities practitioners. It mandates the conversion of paper practice certificates to electronic forms within one year of the issuance of implementation guidelines, with paper certificates becoming invalid upon conversion. The circular sets specific exemptions for professional certificate exams based on academic degrees and international certifications, and requires practitioners to complete at least eight hours of annual training starting from January 1, 2027. It repeals Circular 197/2015/TT-BTC and takes effect on February 9, 2026.
More like this from SSC
SSC published 3 documents in the last 30 days. We email you each new one the day it's published.