Regulatory Alerts2018-02-09
Added · Updated
Circular Issued by the Securities and Futures Commission on Best Execution
The Securities and Futures Commission issued this circular to provide guidance on best execution obligations for registered institutions. The document references a previous circular from January 2018 and includes a report on a thematic review of best execution practices. It serves as a regulatory update for firms managing securities and investment products to ensure compliance with execution standards.
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