Rule · CVM · 20 Apr 2000

Circular Letter CVM/SIN 171/00

Representatives must submit monthly consolidated portfolio data for non-resident investors to the CVM by the fifth business day of the following month, starting May 1, 2000. This electronic submission replaces previous fax or in-person filings under Instruction CVM No. 242/96 and includes resource flow and application statements for non-resident investors and those under CMN Resolution No. 1289/87 Annex IV who have not yet re-registered.

BrazilComissão de Valores Mobiliários
Annotations and obligations
3 obligations · 1 definition
  • Obligation 3
  • Definition / condition 1
  • background, boilerplate

Lineage: In force

amendssupersedesissued underrefers toproposed or not in RegAlertarrows run from the older text to the one that changes it

What changed in the obligations

Against CVM Instruction No. 242 of January 26, 1996 (Revoked) (1996-01-26)

2 new obligations · 2 not carried over

1 obligation is the same in both texts.

New in this text (2)
  • According to Article 7 of CVM Instruction No. 325/2000, the representative must send to the CVM, monthly, by the fifth business day of the following month, through electronic means, the information regarding non-resident investors, according to the data structure requested by the CVM. in this text
  • 3. We emphasize that the information of non-resident investors should be presented together with the portfolios of foreign investors, regulated by Annex IV to CMN Resolution No. 1289/87, who have not yet carried out their re-registration. in this text
Not carried over (2)
  • §1. In filling out the aforementioned statements, the codes specified in the tables contained in Annexes "C", "D", and "E" shall be used. in the old text
  • §2. In the event that it is necessary to include uncoded information, the Administrator must request the CVM to provide the specific code. in the old text

“Not carried over” means the sentence has no counterpart in this text; the rule can still be in force in another text.

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