Rule · CVM · 20 Apr 2000
Representatives must submit monthly consolidated portfolio data for non-resident investors to the CVM by the fifth business day of the following month, starting May 1, 2000. This electronic submission replaces previous fax or in-person filings under Instruction CVM No. 242/96 and includes resource flow and application statements for non-resident investors and those under CMN Resolution No. 1289/87 Annex IV who have not yet re-registered.
CIRCULAR LETTER CVM/SIN NO. 171 /2000
Rio de Janeiro, 20 / 04 /2000
Subject: Monthly Information – Non-resident Investors.
Dear Director,
According to Article 7 of CVM Instruction No. 325/2000, the representative must send to the CVM, monthly, by the fifth business day of the following month, through electronic means, the information regarding non-resident investors, according to the data structure requested by the CVM.
Thus, we inform you that the form where the representative must report, starting from 01/05/2000, the consolidated data of the portfolios under their responsibility, is available on the CVM homepage on the Internet, at the address http://www.cvm.gov.br, where the "Document Submission" option should be selected.
We emphasize that the information of non-resident investors should be presented together with the portfolios of foreign investors, regulated by Annex IV to CMN Resolution No. 1289/87, who have not yet carried out their re-registration.
Additionally, starting from 01/05/2000, the statements of the flow of resources and the applications of the portfolios held by non-resident investors, as well as those of the investors under Annex IV who have not been re-registered, must be sent to the CVM, through the email gii@cvm.gov.br or on a floppy disk addressed to the Management of Institutional Investor Monitoring, according to the file structure, attached. This file will replace the monthly information that was previously filed directly at the CVM or sent by fax, according to the forms attached to CVM Instruction No. 242/96.
Finally, we remain at your disposal for clarification of any eventual doubts or other information, through the phone 0xx21 2120453, by fax 0xx21 212 0518 or through the email gii@cvm.gov.br.
Sincerely,
Signed original by
Carlos Eduardo P. Sussekind
Superintendent of Institutional Investor Relations
Attached: Layout of the file of the positions of the portfolios held.
Contact the CVM
Note from RegAlert. AI assistants can read this document in full, and search 70,000+ more, through the RegAlert MCP connector (https://mcp.regalert.today/mcp). Free with an account. How to connect ChatGPT, Claude or Cursor.
This document supersedes: CVM Instruction No. 242 of January 26, 1996 (Revoked)
Against CVM Instruction No. 242 of January 26, 1996 (Revoked) (1996-01-26)
2 new obligations · 2 not carried over
1 obligation is the same in both texts.
“Not carried over” means the sentence has no counterpart in this text; the rule can still be in force in another text.
More like this from CVM
CVM published 2 documents in the last 30 days. We email you each new one the day it's published.
Source: Comissão de Valores Mobiliários — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works
In RegAlert: added