RegAlert

Rule · CVM · 23 Jun 2006

Circular Letter CVM/SMI 04/2006

disclosure

Administrators of investment funds are required to include in the daily report for June 30, 2006, the identification of unitholders with investments equal to or greater than 20% of the fund's net asset value, along with their respective percentage participations. Funds that do not have unitholders meeting this threshold on that date are exempt from filling in the fields designated for this information. The completed demonstration must be submitted via the CVM's standard information receipt system on the World Wide Web.

BrazilComissão de Valores Mobiliários

CIRCULAR LETTER/CVM/SMI NO. 04/2006.
Rio de Janeiro, June 23, 2006.
Subject: Identification of the largest unitholders of investment funds

Dear Sir,

The Superintendence of Market Relations and Intermediaries of the CVM communicates to administrators of investment funds that the "Daily Report" document, regarding the position of 06/30/2006, must contain the identification of unitholders with investments equal to or greater than 20% of the fund's net asset value, accompanied by their respective percentage participations, as determined by the model of said document.

  1. The demonstration must be sent as usual through the CVM's information receipt system on the World Wide Web, and funds that do not have unitholders with investments equal to or greater than 20% of the net asset value on that date do not need to fill in the fields intended for this information.

Sincerely,

Original signed by
WALDIR DE JESUS NOBRE
Superintendent of Market Relations and Intermediaries

Note from RegAlert. AI assistants can read this document in full, and search 70,000+ more, through the RegAlert MCP connector (https://mcp.regalert.today/mcp). Free with an account. How to connect ChatGPT, Claude or Cursor.

Annotations and obligations
2 obligations
  • Obligation 2
  • background, boilerplate

Similar documents from other regulators

More like this from CVM

CVM published 2 documents in the last 30 days. We email you each new one the day it's published.

Source: Comissão de Valores Mobiliários — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works

In RegAlert: added