Circular Letter CVM/SMI/SIN 01/2020

SECURITIES AND EXCHANGE COMMISSION OF BRAZIL
Rua Sete de Setembro, 111/2-5th and 23-34th Floors, Centro, Rio de Janeiro/RJ – ZIP: 20050-901 – Brazil - Tel.: (21) 3554-8686 Rua Cincinato Braga, 340/2nd, 3rd and 4th Floors, Bela Vista, São Paulo/ SP – ZIP: 01333-010 – Brazil - Tel.: (11) 2146-2000 SCN Q.02 – Bl. A – Ed. Corporate Financial Center, S.404/4th Floor, Brasília/DF – ZIP: 70712-900 – Brazil -Tel.: (61) 3327-2030/2031 www.cvm.gov.br Circular Letter No. 1/2020-CVM/SMI/SIN Rio de Janeiro, January 17, 2020. To Directors Responsible for CVM Instruction No. 301, of April 16, 1999 Subject: Communications published by FATF.

Dear Sirs/Madams,

1. With a view to the faithful compliance with CVM Instruction No. 301/99, in particular, with the provisions of item VIII, of art. 6, and item I of paragraph 1, of the same article, we inform you that the Financial Action Task Force (FATF), in a plenary meeting held on October 18, 2019, approved and published communications that list countries and jurisdictions with strategic deficiencies in the prevention of money laundering and the combating of the financing of terrorism. The communications, translated into Portuguese, were disclosed on the electronic address of the Financial Intelligence Unit:
   http://fazenda.gov.br/assuntos/prevencao-lavagem-dinheiro/alertas-pld-ft/comunicado-do-gafi-de-outubrode-2019 http://fazenda.gov.br/assuntos/prevencao-lavagem-dinheiro/alertas-pld-ft/aprimorando-a-observancia-globalald-cft-processo-em-curso-2013-18-de-outubro-de-2019

Sincerely,

SEI/CVM - 0915521 - Circular Letter https://sei.cvm.gov.br/sei/controlador.php?acao=documento_imprimir_...
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CARLOS EDUARDO PEREIRA DA SILVA RAFAEL BARROS CUSTÓDIO Acting Superintendent of Market Relations and Intermediaries Acting Superintendent of Institutional Investor Relations

Document electronically signed by Carlos Eduardo Pereira da Silva, Acting Superintendent, on 01/16/2020, at 16:10, based on art. 6, § 1, of Decree No. 8.539, of October 8, 2015. Document electronically signed by Rafael Barros Custodio, Acting Superintendent, on 01/16/2020, at 16:28, based on art. 6, § 1, of Decree No. 8.539, of October 8, 2015. The authenticity of the document can be verified on the site https://sei.cvm.gov.br/conferir_autenticidade, by informing the verification code 0915521 and the CRC Code E6A4CC84. The authenticity of this document can be verified by accessing https://sei.cvm.gov.br/conferir_autenticidade, and typing the "Verification Code" 0915521 and the "CRC Code" E6A4CC84. Reference: Process No. 19957.003152/2018-21 SEI Document No. 0915521 SEI/CVM - 0915521 - Circular Letter https://sei.cvm.gov.br/sei/controlador.php?acao=documento_imprimir_... 2 of 2 17/1/2020 16:16