Circular Letter CVM/SMI/SIN 03/2014

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CIRCULAR LETTER/CVM/SMI/SIN/No.003/2014

Rio de Janeiro, May 28, 2014

Subject: Communications published by FATF/FATF

Dear Directors Responsible for CVM Instruction No. 301, of April 16, 1999,

1. With a view to the faithful compliance with CVM Instruction No. 301/99, in particular, the provisions set forth in item VIII, of article 6, and in item I of § 1, of the same article,
   we inform you that the Financial Action Task Force on Money Laundering and the Financing of Terrorism (FATF), in a plenary meeting held on February 14, 2014, approved and published communications that list countries and jurisdictions with strategic deficiencies in the prevention of money laundering and the combating of the financing of terrorism. The communications, translated into Portuguese, were disclosed on the electronic address of the Financial Activities Control Council (COAF):
   http://www.coaf.fazenda.gov.br/links-externos/comunicado-do-gafi-fatf-de-18-deoutubro-de-2013 http://www.coaf.fazenda.gov.br/links-externos/aprimorando-a-observancia-globalald-cft-processo-continuo-2013-18-de-outubro-de-2013

Sincerely,

Waldir de Jesus Nobre
Superintendent of Market Relations and Intermediaries

Francisco José Bastos Santos
Superintendent of Institutional Investor Relations