COMISSÃO DE VALORES MOBILIÁRIOS

Rua Sete de Setembro, 111/2-5º e 23-34º Andares – Centro – Rio de Janeiro - RJ – CEP: 20050-901 – Brasil Tel.: (21) 3554-8686 - www.cvm.gov.br

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Circular Letter No. 03/2017/CVM/SMI/SIN

Rio de Janeiro, July 28, 2017

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To
Directors Responsible for CVM Instruction No. 301, of April 16, 1999

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Subject: Communications published by the FATF.

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Dear Sir/Madam,

1. With a view to the faithful compliance with CVM Instruction No. 301/99, in particular, with the provisions of item VIII of Article 6, and item I of § 1 of the same article, we inform you that the Financial Action Task Force (FATF), in a plenary meeting held on June 23, 2017, approved and published communications listing countries and jurisdictions with strategic deficiencies in preventing money laundering and combating terrorist financing. The communications, translated into Portuguese, were published on the electronic address of the Financial Activities Control Council (COAF):

http://www.coaf.fazenda.gov.br/links-externos/comunicado-do-gafi-de-23-de-junho-de-2017

http://www.coaf.fazenda.gov.br/links-externos/aprimorando-a-observancia-global-ald-cft-processo-em-curso-2013-23-de-junho-de-2017

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Sincerely,

MARCOS GALILEU LORENA DUTRA
Superintendent of Market Relations and Intermediaries (acting)

DANIEL WALTER MAEDA BERNARDO
Superintendent of Institutional Investor Relations