Circular Letter CVM/SMI-SIN 05/2016

SECURITIES AND EXCHANGE COMMISSION OF BRAZIL
Rua Sete de Setembro, 111/2-5th and 23-34th Floors – Center – Rio de Janeiro - RJ – ZIP Code: 20050-901 – Brazil Tel.: (21) 3554-8686 - www.cvm.gov.br Circular Letter No. 05/2016/CVM/SMI/SIN Rio de Janeiro, November 25, 2016. To Directors Responsible for CVM Instruction No. 301, of April 16, 1999 Subject: Communications published by FATF.

Dear Sirs/Madams,

1. With a view to the faithful compliance with CVM Instruction No. 301/99, in particular, the provisions of item VIII of Article 6, and item I of Section 1 of the same article, we inform you that the Financial Action Task Force (FATF), in a plenary meeting held on October 21, 2016, approved and published communications that list countries and jurisdictions with strategic deficiencies in the prevention of money laundering and the combating of the financing of terrorism. The communications, translated into Portuguese, were disclosed on the website of the Financial Activities Control Council (COAF):
   https://www.coaf.fazenda.gov.br/links-externos/comunicado-do-gafi-de-21-de-outubro-de-2016 https://www.coaf.fazenda.gov.br/links-externos/aprimorando-a-observancia-global-ald-cftprocesso-continuo-2013-21-de-outubro-de-2016

Sincerely,

FRANCISCO JOSÉ BASTOS SANTOS
Superintendent of Market and Intermediary Relations

DANIEL WALTER MAEDA BERNARDO
Superintendent of Institutional Investor Relations