Circular Letter CVM/SMI-SIN No. 04/2016

SECURITIES COMMISSION
7 de Setembro Street, 111/2-5th and 23-34th Floors – Center – Rio de Janeiro - RJ – ZIP Code: 20050-901 – Brazil Tel.: (21) 3554-8686 - www.cvm.gov.br

Circular Letter No. 04/2016/CVM/SMI/SIN
Rio de Janeiro, August 9, 2016

To
Directors Responsible for CVM Instruction No. 301, of April 16, 1999

Subject: Communications published by FATF.

Dear Sir/Madam,

1. With a view to the faithful compliance with CVM Instruction No. 301/99, in particular, the provisions of item VIII of Article 6, and item I of § 1, of the same article, we inform you that the Financial Action Task Force (FATF), in a plenary meeting held on June 24, 2016, approved and published communications that list countries and jurisdictions with strategic deficiencies in the prevention of money laundering and the combating of terrorist financing. The communications, translated into Portuguese, were disclosed on the electronic address of the Financial Activities Control Council (COAF):
   https://www.coaf.fazenda.gov.br/links-externos/comunicado-do-gafi-de-24-de-junhode-2016 https://www.coaf.fazenda.gov.br/links-externos/aprimorando-a-observancia-global-aldcft-processo-continuo-2013-24-de-junho-de-2016

Sincerely,

MARCOS GALILEU LORENA
DUTRA
Superintendent of Market and Intermediary Relations (In acting capacity)

BRUNO BARBOSA DE LUNA
Superintendent of Institutional Investor Relations (In acting capacity)