Rule · CVM · 3 Jan 2023
Securitization Companies, FII Administrators, and FIDC Administrators must use specific FNET categories for Offering Documents starting 01/02/2023. Securitization Companies use "Securitization Offering Document," while FII and FIDC Administrators use "Closed-End Fund Offering Document" and "FIDC Offering Document" respectively. Documents must continue to be submitted to the Securities Registration Superintendency via CVM Digital Protocol Office, not solely via FNET.
SECURITIES AND EXCHANGE COMMISSION OF BRAZIL
Rua Sete de Setembro, 111/2-5th and 23-34th Floors, Center, Rio de Janeiro/RJ – ZIP: 20050-901 – Brazil - Tel.: (21) 3554-8686 Rua Cincinato Braga, 340/2nd, 3rd and 4th Floors, Bela Vista, São Paulo/ SP – ZIP: 01333-010 – Brazil - Tel.: (11) 2146- 2000 SCN Q.02 – Bl. A – Ed. Corporate Financial Center, 4th Floor, Suite S.404, Brasília/DF – ZIP: 70712-900 – Brazil - Tel.: (61) 3327-2030/2031 www.cvm.gov.br Circular Letter No. 1/2023-CVM/SSE São Paulo, January 3, 2023. To, Administrators of Real Estate Investment Funds (FII) Administrators of Credit Rights Investment Funds (FIDC) Securitization Companies Subject: Creation of new associations in the Fundos.NET System. Dear Sir/Madam,
This Circular Letter aims to inform securitization companies and administrators of FIIs and FIDCs about the creation of new associations for the submission of documents in the Fundos.NET (FNET) system.
Starting from 01/02/2023, in order to make the Offering Document available, in compliance with the provisions of Article 23 of CVM Resolution No. 160/22, the aforementioned service providers must use:
a. Securitization Companies, for each specific issuance, the category: Public Distribution Offering Documents / type: Securitization Offering Document.
b. FII Administrators, the category: Public Distribution Offering of Quotas / type: Closed-End Fund Offering Document.
c. FIDC Administrators, the category: Public Distribution Offering of Quotas / type: FIDC Offering Document.
along with other documents pertinent to the distribution.
We inform you that questions regarding the installation, use, and operation of the Fundos.NET System, as well as reports of problems or difficulties in sending documents, must be sent to the B3 Issuers Superintendency.
Contact with the Issuers Superintendency can be made by phone at (11) 2565-5064 or by e-mail: emissores.fundos@b3.com.br.
Sincerely,
NATHALIE ARAUJO VIDUAL
Acting Superintendent of Securitization Supervision
Document electronically signed by Nathalie de Andrade Araujo Matoso Vidual, Substitute Superintendent, on 01/03/2023, at 12:10, based on art. 6 of Decree No. 8.539, of October 8, 2015. The authenticity of the document can be checked on the site https://super.cvm.gov.br/conferir_autenticidade, informing the verification code 1681325 and the CRC Code CCFEEC68. This document's authenticity can be verified by accessing https://super.cvm.gov.br/conferir_autenticidade, and typing the "Verification Code" 1681325 and the "CRC Code" CCFEEC68. Reference: Process No. 19957.009383/2021-43 SEI Document No. 1681325 Circular Letter 1 (1681325) SEI 19957.009383/2021-43 / pg. 2
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