Rule · CVM · 27 Aug 2024
The Superintendence of Market Infrastructure publishes the updated list of stocks and stock-representative securities eligible for large-lot trading and their respective minimum lot sizes, effective September 1, 2024. This list replaces the one annexed to Circular Letter No. 2/2023/SMI and remains valid until a new list is published. The document also provides a table detailing the distribution of assets by minimum lot size group and provides a link to access the list in .xlsb format.
SECURITIES AND EXCHANGE COMMISSION OF BRAZIL
Rua Sete de Setembro, 111/2-5th and 23-34th Floors, Centro, Rio de Janeiro/RJ – ZIP Code: 20050-901 – Brazil - Tel.: (21) 3554-8686 Rua Cincinato Braga, 340/2nd, 3rd and 4th Floors, Bela Vista, São Paulo/ SP – ZIP Code: 01333-010 – Brazil - Tel.: (11) 2146- 2000 SCN Q.02 – Bl. A – Ed. Corporate Financial Center, S.404/4th Floor, Brasília/DF – ZIP Code: 70712-900 – Brazil - Tel.: (61) 3327-2030/2031 www.cvm.gov.br Circular Letter No. 3/2024/CVM/SMI São Paulo, August 27, 2024. To General Managers of Entities Administering Organized Markets Subject: Disclosure of the list of stocks and stock-representative assets eligible for trading in the Large Lots market and their respective minimum lots.
Dear Sirs,
Considering, a. the provisions of Article 95 of RCVM No. 135/2022, which assigned to the CVM the responsibility for disclosing the stocks and securities representative of stocks eligible for trading in large-lot operations and their respective minimum lot sizes; b. that in the collegiate meeting No. 37 of October 4, 2022 [1], the proposal presented by the methodology technical area for the definition of large lots in accordance with the SMI manifestation embodied in Internal Letter No. 21/2022/CVM/SMI [2] was approved unanimously;
c. that the aforementioned decision assigned to the SMI the competence to update the aforementioned list, provided that the approved methodology is used.
The SMI discloses, in substitution for the list annexed to SMI Circular Letter No. 2/2023, the updated list of stocks and securities representative of stocks eligible for trading in large-lot operations and their respective minimum lot sizes, valid as of September 1, 2024. This Superintendence informs that the aforementioned list will be valid until the publication of a new asset list.
Additionally, the table below provides information on the distribution of the number of assets for each minimum lot size group.
Finally, we inform that the same list can be accessed in .xlsb format via the link:
https://sei.cvm.gov.br/sei/processo_acesso_externo_consulta.php? id_acesso_externo=82349&infra_hash=74e859b6bacd2d1038e0a720ebc2d842
[1] https://conteudo.cvm.gov.br/decisoes/2022/20221004_R1.html [2] https://conteudo.cvm.gov.br/export/sites/cvm/decisoes/anexos/2022/20221004/2695_22.pdf
Sincerely,
Document electronically signed by Andre Francisco Luiz de Alencar Passaro, Superintendent, on 08/27/2024, at 10:18, based on
Article 6 of Decree No. 8.539, of October 8, 2015.
André Francisco Luiz de Alencar Passaro
Superintendent of Market Relations and Intermediaries
The authenticity of the document can be verified on the site https://sei.cvm.gov.br/conferir_autenticidade, by informing the verification code 2118954 and the CRC Code A17D1C59.
The authenticity of this document can be verified by accessing https://sei.cvm.gov.br/conferir_autenticidade, and typing the "Verification Code" 2118954 and the "CRC Code" A17D1C59.
Reference: Process No. 19957.005800/2022-60 SEI Document No. 2118954
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“the provisions of Article 95 of RCVM No. 135/2022, which assigned to the CVM the responsibility for disclosing the stocks and securities representative of stocks eligible for trading in large-lot operations and their respective minimum lot…”
“based on Article 6 of Decree No. 8.539, of October 8, 2015.”
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